REPORTS TO: Audit Committee of the Board of Directors
JOB SUMMARY: Primarily an internal audit function with other areas of responsibility, including Compliance, and BSA/AML. Responsibilities include executing the positions of Internal Audit Coordinator (IAC); Compliance Officer; and other related functions. This person reports directly to the Audit Committee of the Board and supervises the BSA Officer and audit/compliance staff.
General responsibilities are included below but are not all inclusive of responsibilities assigned to this position.
PRIMARY DUTIES AND REPONSIBILITIES:
Maintains and executes an effective and efficient audit program to manage risk within the organization.
Determines annual audit scope and develops annual plans.
Interacts with outsourced audit firms to ensure proper and timely execution of the audit testing.
Supervises staff and assists with internal audits, including branch audits.
Analyzes and evaluates audit findings for risk impact.
Reports audit results and tracking of issues to the Audit Committee. Maintains open communication with management and the audit committee.
Assists with regulatory exams.
Supports management in maintaining compliance with all applicable laws and regulations. Acts as an objective source of independent advice.
Promotes compliance related training development and assists with presentations to bank staff.
Develops policies and procedures to support compliance with banking laws and regulations and may perform testing to ensure policies and procedures are being followed.
Leads the Compliance Council.
Oversees the BSA program.
Secondary Duties and Responsibilities:
Other duties as assigned
Education: Bachelor’s degree
Experience: 5 years Financial Institution experience in an audit related area
Knowledge of bank loan and operation areas.
Some knowledge of bank regulatory compliance requirements preferred.
Ability to read and interpret government regulations and legal documents.
Personal: Excellent written and verbal communication skills
Ability to make independent and sound decisions.
High attention to detail and excellent analytical skills.
Internal Number: 1072
About First National Bank in Howell
First National Bank, the only bank headquartered in Livingston County, takes great pride in being a key corporate citizen. From Brighton to Howell, Fowlerville to Whitmore Lake and Hamburg to Hartland, First National puts the power of local banking in our customer's hands. This is the place we call home too. The folks who make decisions here appreciate our community history and hopes for the future because we share them too. The end result is a superior level of quality service that can only be delivered by and expected from a community bank.