Consumer Compliance Examiner
- Employer
- Federal Reserve Bank of Minneapolis
- Location
- Minneapolis, Minnesota
- Salary
- Depends on Location
- Posted
- Jan 06, 2025
- Closes
- Feb 05, 2025
- Specialty
- Banking Operations
- Type
- Full Time
Assistant and Associate Examiner Responsibilities
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Assist in examinations and supervisory events of supervised institutions, focusing on the assessment of compliance risk and the adequacy of risk management systems and operational controls.
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Complete reviews under the supervision of a more experienced examiner, until sufficient experience gained to work without supervision.
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Draft, organize, and verify workpapers and related documents with guidance of more experienced examiners, until sufficient experience gained to work without supervision.
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Assist in analyzing supervised institution's performance in complying with consumer compliance laws, regulations, and regulatory policies.
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Communicate, describe, support, and discuss supervisory events’ findings with management.
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Respond to frequently changing regulatory requirements and industry issues with agility and adaptability.
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Complete Federal Reserve System schools and training modules to progress to commissioned examiner status.
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Safeguard equipment, sensitive data, and other information resources according to the SRC Information Security and Data Handling Handbook.
Associate Examiner, Additional Responsibilities
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Lead and manage supervisory events of small, noncomplex supervised institutions, including determining scope, rating, resource needs, and work assignments of the examination team, under the supervision of a more experienced examiner.
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Analyze supervised institution's performance in complying with consumer compliance laws, regulations, and regulatory policies and evaluate how effectively the institution manages its compliance risks.
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Assess the bank’s performance in meeting community credit needs under the CRA.
Examiner, Additional Responsibilities
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Lead and manage consumer compliance and CRA supervisory events of more complicated and larger supervised institutions and communicate more complex examination findings.
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Act as institution contact for a limited portfolio of small- to medium-sized, relatively non-complex institutions or serve as a subject matter expert in a key functional area.
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Seek out and participate in opportunities to enhance skills, including assisting with Federal Reserve System or Reserve Bank special projects.
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Provide training, work direction, and feedback to assisting examiners when acting as examiner-in-charge.