Financial Executive

WHAT YOU'LL DO

The Financial Executive is responsible for assisting Financial Advisors by administering all aspects of clients’ accounts. This includes a full line of investment products, including mutual funds, managed accounts, equities, and fixed income securities.

WHAT YOU'LL BRING

Duties:

• Assist Busey Wealth Management in meeting the goals and objectives of the organization utilizing the Wealth Advisory program.


• Assist the Financial Advisors and clients with a full line of investment products, including mutual funds, managed accounts, equities, and fixed income securities.


• Prepare letters, forms, and reviews to assist with servicing existing clients and prospecting for new clients.


• Respond to client correspondence and interact daily, by phone or in person, with prospective and existing clients.


• Handle financial operational issues that might occur with statements and transactions.


• Process incoming correspondence, checks, mail, and email.


• Review daily reports from Raymond James Financial Services and take necessary actions.


• Forward all account information to home office for approval and scanning.


• Prepare advisor with necessary paperwork prior to client appointments.


• Maintain Client Relationship Management (CRM).


• Assist with regional activities when requested.


• Follow industry, Raymond James Financial Services, First Busey Corporation, and Busey Trust Company policy, regulations, and procedures.

Knowledge of:

• Strong oral and written communication skills


• Strong sales and client service skills


• Wealth Management Services including Investments, banking, and trust concepts including asset allocation and basic trust and estate procedures.


• Financial Planning and Fiduciary issues.

Ability to:

• Make independent decisions


• Analyze and interpret numerical data


• Analyze and solve problems that frequently involve decisions based on a wide knowledge of many factors where application of advanced technical concepts is predominantly required.


• Analyze and interpret general business periodicals, professional journals, technical procedures, and governmental regulations.


• Perform duties and make decisions under frequent time pressures

EDUCATION & TRAINING

• Requires Bachelor’s degree or related experience in the investment field.


• Required to obtain Series 7 & 66 license within first 6 months of employment.


• Required to obtain License for Life and Health within 12 months of employment.


• Computer skills adequate for working with investment software.


• Must be in good standing with Regulatory and Firm Element continuing education, as well as with First Busey Corporation continuing education.


• Ongoing development and broadening of appropriate knowledge and skills.


• Requires knowledge of Microsoft Office.

Busey values a diverse and inclusive workplace and strives to recruit, develop and retain individuals with exceptional talent. A team with diverse talent, working together, is essential to Busey’s commitment of delivering service excellence.Busey is an Equal Opportunity Employer including Disability/Vets. VisitBusey.com/Careersto learn more about Busey’s Equal Opportunity Employment.